-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GOQ+Ap/JkvqOzgVQpnF3FqBY4HSlfSyJSRPM8p0hDS7yU3d+M3ZMkXKvXhrNd46V Eg/uN5t2paWVeRhbXfntow== 0000950117-00-000162.txt : 20000203 0000950117-00-000162.hdr.sgml : 20000203 ACCESSION NUMBER: 0000950117-00-000162 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000128 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PLANET POLYMER TECHNOLOGIES INC CENTRAL INDEX KEY: 0000896861 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 330502606 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-49423 FILM NUMBER: 516787 BUSINESS ADDRESS: STREET 1: 9985 BUSINESS PARK WAY STE A CITY: SAN DIEGO STATE: CA ZIP: 92131 BUSINESS PHONE: 6195495130 MAIL ADDRESS: STREET 1: 9985 BUSINESSPARK AVE STREET 2: STE A CITY: SAN DIEGO STATE: CA ZIP: 92131 FORMER COMPANY: FORMER CONFORMED NAME: PLANET POLYMER TECHNOLOGY INC DATE OF NAME CHANGE: 19950511 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ZORN RICHARD CENTRAL INDEX KEY: 0001103775 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1120 PARK AVE. CITY: NEW YORK STATE: NY ZIP: 10128 SC 13G 1 RICHARD ZORN SC 13G Schedule 13G Page 1 of 9 - -------------------------------------------------------------------------------- SEC POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION 1745 (3- CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM 98) DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. - -------------------------------------------------------------------------------- ---------------------------- UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION ---------------------------- WASHINGTON, D.C. 20549 OMB Number: 3235-0145 ---------------------------- Expires: November 30, 1999 SCHEDULE 13G ----------------------------- Estimated average burden UNDER THE SECURITIES EXCHANGE ACT OF 1934 hours per response. . . 14.9 (AMENDMENT NO. )* -----------------------------
Planet Polymer Technologies, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 727044109 - -------------------------------------------------------------------------------- (CUSIP Number) July 19, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Schedule 13G Page 2 of 9 CUSIP No. 727044109 - ------------------------------------------------------------------------------- 1. Names of Reporting Persons. Richard Zorn I.R.S. Identification Nos. of above persons (entities only). - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) ...................................................................... (b) ...................................................................... - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- 5. Sole Voting Power 123,200 Number of ------------------------------------------------------------ Shares 6. Shared Voting Power 201,500 Beneficially ------------------------------------------------------------- Owned by 7. Sole Dispositive Power 123,200 Each ------------------------------------------------------------ Reporting 8. Shared Dispositive Power 201,500 Person With - ------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 324,700 - ------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (11) 5.1% - ------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- ............................................................................... ............................................................................... ............................................................................... ............................................................................... ............................................................................... ............................................................................... - ------------------------------------------------------------------------------- SCHEDULE 13G ITEM 1. (a) The name of the issuer is Planet Polymer Technologies, Inc. (the "Corporation"). (b) The Corporation's executive office is located at 9985 Businesspark Avenue, San Diego, CA 92131. ITEM 2. (a) The person filing this statement is Richard Zorn. (b) Mr. Zorn's residence is 1120 Park Avenue, New York, NY 10128. (c) Mr. Zorn is a United States citizen. (d) The Security is common stock, no par value per share. (e) The CUSIP Number of the Security is 727044109. ITEM 3. Not applicable. ITEM 4. (a) Mr. Zorn is the beneficial owner of 324,700 shares of the Security through the following: his direct, personal ownership of 30,000 shares of the Security; his IRA account which holds 41,000 shares of the Security; his power of attorney for the management of the account of his daughter, Katherine Zorn, which holds 3,200 shares of the Security; his position as President of The Zorn Foundation, Inc., which owns 16,000 shares of the Security; his position as Trustee of Lillian R. Zorn Trust for Grandchildren which owns 5,000 shares of the Security; his position as General Partner of LRZ Family Limited Partnership, which owns 28,000 shares of the Security; his position as Executive Vice President of The Benchmark Company, Inc. ("Benchmark"), a broker-dealer registered under Section 15 of the Securities Exchange Act of 1934 and an investment adviser registered under the Investment Advisers Act of 1940, in accordance with Section 240.13d-1(b)(1)(ii)(E), by virtue of Benchmark's investment discretion over accounts of its customers that hold 201,500 shares of the Security. (b) The amount of shares of the Security beneficially owned by Mr. Zorn is 5.10% of the total outstanding shares of the Security. (c) (i) Mr. Zorn has the sole power to vote or to direct the vote of 123,200 shares of the Security. (ii) Mr. Zorn shares with Benchmark the power to vote or direct the vote of 201,500 shares of the Security. (iii) Mr. Zorn has the sole power to dispose, or to direct the disposition, of 123,200 shares of the Security. (iv) Mr. Zorn shares with Benchmark the power to dispose, or to direct the disposition, of 201,500 shares of the Security. ITEM 5. Not applicable. ITEM 6. The clients of Benchmark, Katherine Zorn, The Zorn Foundation, Inc., Lillian R. Zorn Trust for Grandchildren, and LRZ Family Limited Partnership have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, shares of the Security. None of these persons has an interest in 5% or more of the total outstanding shares of the Security. ITEM 7. Not applicable. ITEM 8. Not applicable. ITEM 9. Not applicable. ITEM 10. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. January 27, 2000 .............................. Date By /s/ Richard Zorn ................................ Richard Zorn -----END PRIVACY-ENHANCED MESSAGE-----